Javascript is currently disabled. This site requires Javascript to function correctly. Please enable Javascript in your browser!

Compliance & Audit

Staying compliant is no easy task! There’s no doubt that regulations will continue to place cumbersome burdens on your management and compliance teams with little time left for much else. Our certified compliance and audit staff fully understand the credit union operating environment and can ensure your credit union will be compliant through your next NCUA examination.

 

INTERNAL OPERATIONS REVIEW, SUPERVISORY COMMITTEE AUDIT REVIEW (SCAR), ACH AUDIT, BSA/CIP/OFAC, SAFE ACT AUDIT 

The Association has provided audit services to credit unions for more than 30 years. The Association's audit team is up to date on the latest audit techniques and requirements, carrying designations such as AAP, CPA, CCUIA, MBA, Credit Union Compliance Expert (CUCE) and Bank Secrecy Act Compliance Specialist (BSACS).   

More information   |   Contact Us

COMPLIANCE CONSULTING, COMPLYSIGHT

Compliance Consultants are BSACS and CUCE-certified.  Services include comprehensive policy and procedure review, and staff training on BSA, deposit account, IRA and risk management. Specific project work is also available:  business continuity, risk assessment and vendor due diligence, and assistance with compliance deadlines regulated by NCUA.  

More information   |   Contact Us

COMPLIANCE TRAINING / REVIEW

The Credit Union Compliance Training Program makes it easy and convenient for your staff, managers and volunteers to get up to speed on compliance.  This training is presented right in your credit union or at a meeting location of your choice.

More information   |   Contact Us

Opinion and IT Audits

Consistently ranked among the nation’s top 20 credit union assurance service providers, RKL delivers industry specific solutions to help credit unions lay a strategic foundation for sustainable success. With three decades of experience serving credit unions throughout the Mid-Atlantic, our team has a keen understanding of the issues and challenges you face, including increased regulatory scrutiny, demand for mobile and online banking services and threats to customer data.

As PCUA’s exclusive provider for opinion and IT audits, RKL recognizes that developing a proactive compliance and risk-aware culture can give credit unions a competitive advantage in the marketplace. RKL industry advisors bring an innovative perspective and cross-disciplinary approach to serving your credit union’s assurance and advisory needs, tapping into a robust spectrum of capabilities to drive your people, processes and technology forward. For more information contact AVP of Audit and Compliance Services Kim Zelna, CPA, CUCE, BSACS at kim.zelna@pcua.org.

More information   |   Contact Us

Asset 1 Asset 2